Advisory Management Services

LMC Capital advisory management service is suited to clients who wish to take an active interest in their investments but feel they would benefit from supplementary guidance and assistance with construction, deployment and the ongoing monitoring of an investment portfolio. Advisory clients have the same degree of access to the same investment and portfolio managers as do clients of the Bespoke Discretionary Management service but, while our professionals still identify opportunities and assets they feel would be suited to a client’s portfolio, they must obtain authorization before they can go ahead and execute an investment decision.

They are on hand to provide a “second opinion” in instances where clients may not be sure about opportunities or assets they have identified through their own efforts

  • Investment opportunities will be identified by a fully qualified investment manager.
  • Such opportunities will always factor in your appetite for risk and your objectives
  • Clients can add stipulations that investments are not to be made in any industries they consider unethical; armaments, munitions, tobacco etc.
  • Investment professionals are on hand to discuss any investment ideas clients may have

Pre IPO Listings

PRE IPO PLACEMENT OVERVIEW

Understanding what a Pre-IPO Placement is:

A pre-initial public offering (IPO) placement is a private sale of small or large blocks of shares or units before the stock is listed on a public exchange. The buyers are typically private equity firms, hedge funds, and other institutions willing to buy large stakes in the firm. These shares are often, in a small capacity, sold in the secondary market to retail traders, this is the focus of LMC Capital’s Trading strategy.

Due to the size of the investments being made and the risks involved, the buyers in a pre-IPO placement usually get a discount from the price stated in the prospective for the IPO.

Overview of a Pre-IPO Placement:

From the viewpoint of a young company, a pre-IPO placement is a way to raise money before going public. It also is a way to offset the risk that the IPO price will prove to be optimistic and the price will not go up immediately after it opens.

  • A pre-IPO placement is a sale of large blocks of stock in a company in advance of its listing on a public exchange lik the NASDAQ or NYSE.
  • The purchaser gets the shares at a discount from the IPO price.
  • For the company, the placement is a way to raise funds, find new investors, and offset the risk that the IPO won’t be as successful as is hoped.
  • From the buyer’s viewpoint, the amount per share may be discounted from the expected IPO price. The caveat to pre IPO markets is also the proposition that there may be stock options or warrants to avail of.
  • Not many individual investors take part in pre-IPO placements. They are generally restricted to Hedge Funds, and their clients. These are high-net-worth individuals with a sophisticated knowledge of the financial markets.

The company, however, does not want these private buyers to immediately sell all their shares if their stock soars once it opens on an exchange. To prevent this, a lock-up period is generally attached to the placement, preventing the buyer from selling shares in the short-term.

MISSION STATEMENT
Our clients’ interests always come first. We are dedicated to complying fully with the letter and spirit of the laws, rules and ethical principles that govern our international business practices. Our continued success is reliant upon unwavering adherence to this standard. Our goal is to provide superior returns for our client’s investment portfolios. Profitability is critical to achieving superior returns, building your capital, and expanding your portfolio diversification. We take great pride in the professional and ethical quality of the responsibility we have to our investors. We have an uncompromising determination to achieve excellence in in every equity investment we undertake on behalf of our clients.

BUSINESS CODE OF CONDUCT
Our Business Code of Conduct and Ethics embodies our commitment to conduct our business in accordance with the highest ethical standards and in compliance with all applicable laws, rules and regulations where your transfer agent and clearing house are involved.

TRANSPARENCY AND DISCLOSURES
It is our policy that all information in our public communications, including company SEC filings and pending lodgments for platform public trading will be fair, accurate, timely and understandable. All employees and corporate partners who are involved in our disclosure process must act in a manner consistent with this policy.

 

Live Trading Stock Analysis

LIVE TRADING STOCK ANALYSIS OVERVIEW

Your Financial Strategist will work with you to define your short- medium- and long-term goals for live trading stock analysis, to leverage our open strategic platform and to help you and your family choose a relationship structure that best fits your needs. Aligning your investment strategy by your short term and future goals can help you take different levels of risk based on varying time horizons, and can make sure your wealth is preserved and grows in a way to accomplish all of your goals, not just the ones that occur in the interim.

What Is a Stock?

A stock (also known as “shares” or “equity”) is a type of security that represents proportionate ownership in the issuing company or corporation. This entitles the “stockholder” or “shareholder” to that proportion of the corporation’s assets and earnings.

Stocks are bought and sold predominantly on Trading platforms called stock exchanges, though there can be private or secondary market sales as well, and are the foundation of many individual investors’ portfolio diversification. Historically, they have outperformed most other investments over the long run. These investments can be purchased from most online stock brokers.

Your Financial Strategist will work with you to define your short- medium- and long-term goals for live trading stock, and to leverage our open strategic platform to help you and your family choose a relationship structure that best fits your needs. Aligning your investment strategy by your short term and future goals can help you take different levels of risk based on varying time horizons, and can make sure your wealth is preserved and grows in a way to accomplish all of your goals, not just the ones that occur in the interim.

What we can do for you:

We provide comprehensive guidance to alternative portfolios built through our global reach of real time stock analytics, infrastructure and industry partnerships designed to help reach your long-term goals and complement your core portfolio.

Our global analysts cover New York, Hong Kong, Singapore, and London, and are focused on not only on live trading algorithms but pre and post trade secondary market movement as well. We are diligently expanding fund communication for private clients and partnerships with outside private equity, real estate and hedge fund managers to be able to provide you the most up to date trading information.

MISSION STATEMENT
Our clients’ interests always come first. We are dedicated to complying fully with the letter and spirit of the laws, rules and ethical principles that govern our international business practices. Our continued success is reliant upon unwavering adherence to this standard. Our goal is to provide superior returns for our client’s investment portfolios. Profitability is critical to achieving superior returns, building your capital, and expanding your portfolio diversification. We take great pride in the professional and ethical quality of the responsibility we have to our investors. We have an uncompromising determination to achieve excellence in in every equity investment we undertake on behalf of our clients.

BUSINESS CODE OF CONDUCT
Our Business Code of Conduct and Ethics embodies our commitment to conduct our business in accordance with the highest ethical standards and in compliance with all applicable laws, rules and regulations where your transfer agent and clearing house are involved.

TRANSPARENCY AND DISCLOSURES
It is our policy that all information in our public communications, including company SEC filings and pending lodgments for platform public trading will be fair, accurate, timely and understandable. All employees and corporate partners who are involved in our disclosure process must act in a manner consistent with this policy.

 

Investment Broker Consultation

INVESTMENT BROKER CONSULTATION

By putting our investors equity and financial needs first LMC Capital aims to deliver real time trading platform results. Our global analysts covering New York, Hong Kong, Singapore, and London, provide comprehensive guidance whether it be the stock exchange or Pre Initial Public Offering secondary markets, we are cementing your strategic goals for the future.

MISSION STATEMENT
Our clients’ interests always come first. We are dedicated to complying fully with the letter and spirit of the laws, rules and ethical principles that govern our international business practices. Our continued success is reliant upon unwavering adherence to this standard. Our goal is to provide superior returns for our client’s investment portfolios. Profitability is critical to achieving superior returns, building your capital, and expanding your portfolio diversification. We take great pride in the professional and ethical quality of the responsibility we have to our investors. We have an uncompromising determination to achieve excellence in in every equity investment we undertake on behalf of our clients.

BUSINESS CODE OF CONDUCT
Our Business Code of Conduct and Ethics embodies our commitment to conduct our business in accordance with the highest ethical standards and in compliance with all applicable laws, rules and regulations where your transfer agent and clearing house are involved.

TRANSPARENCY AND DISCLOSURES
It is our policy that all information in our public communications, including company SEC filings and pending lodgments for platform public trading will be fair, accurate, timely and understandable. All employees and corporate partners who are involved in our disclosure process must act in a manner consistent with this policy.

 

Asset Allocation

LMC Capital bespoke discretionary investment management services have proven particularly attractive to those people who prefer to be kept up-to-date with their investments, but typically do not possess the knowledge or skill to manage their portfolio effectively. Typically, this is owing to a lack of time or, perhaps, a preference for other activities like traveling or retirement.

This most comprehensive of services can be tailored to match your exacting requirements, goals and time horizons. For example, a portfolio can be built with regular redemptions in mind to, for instance, pay for children’s tuition fees or to provide additional income to supplement an annuity. It can be constructed with an increased risk profile in order to achieve enhanced levels of capital appreciation for when it may be required at some point in the future.

Investments will be managed by a qualified investment manager that the client authorizes to make investment decisions on his or her behalf.

  • The portfolio is managed in keeping with the client’s objectives and risk profile.
  • Clients can add stipulations that investments are not to be made in any industries they consider unethical; armaments, munitions, tobacco etc.
  • There is minimal lag between making the investment decision and executing it as can occur with the advisory service.
  • Clients have unfettered and unrestricted access to investment and portfolio managers who are able to discuss any issues or inquiries.
  • Documentation pertaining to equities or other assets held within a client’s portfolio are held in a nominee account minimizing the risk of loss